Persona brief

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BFSI

Keep one record of purpose for every investor data flow

Investor data flows through KRAs, depositories, RTAs and distributors. You must show the purpose, basis and retention rule for each flow, beside SEBI rules.

PDF
Persona brief
Keep one record of purpose for every investor data flow

Investor data flows through KRAs, depositories, RTAs and distributors. You must show the purpose, basis and retention rule for each flow, beside SEBI rules.

PDF

·

1.6 MB

·

2 pages
Capital markets
DPO / Chief Compliance Officer

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